-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sf2n0BkDze7dVvY583tFqP/SPR1Mr/ntyLy3O5AkqHGL/USogPm52XPWjfdZJr8C cuROyhkh6MsHRPiMhbneWQ== 0000950110-98-000151.txt : 19980218 0000950110-98-000151.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950110-98-000151 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZYGO CORP CENTRAL INDEX KEY: 0000730716 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 060864500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-36073 FILM NUMBER: 98543752 BUSINESS ADDRESS: STREET 1: LAUREL BROOK RD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 BUSINESS PHONE: 8603478506 MAIL ADDRESS: STREET 1: LAUREL BROOK ROAD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZANONI CARL A CENTRAL INDEX KEY: 0000938593 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 151304138 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 99 LONG HILL ROAD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 BUSINESS PHONE: 8607045102 MAIL ADDRESS: STREET 1: 99 LONG HILL ROAD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 SC 13G 1 STATEMENT OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ________)* Zygo Corporation - -------------------------------------------------------------------------------- (NAME OF ISSUER) Common Stock - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 989855101 --------------------------------------- (CUSIP NUMBER) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule l3d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages --- --- CUSIP No. 13G PAGE 2 OF 4 PAGES ----------- --- --- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Carl A. Zanoni - ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ----------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ----------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 556,700 Shares ------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 Shares EACH ------------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON 556,700 Shares ------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 0 Shares - ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 556,700 Shares - ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.04% - ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* (IN) - ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13 G Under the Securities Exchange Act of 1934 Check the following box if a fee is being paid with this statement. / / Item 1 (a) Name of Issurer: -------------------- Zygo Corporation Item 1 (b) Address of Issuer's Principal ----------------------------- Executive Offices: ----------------- Laurel Brook Road, Middlefield, CT 06455 Item 2 (a) Name of Person Filing: --------------------- Carl A. Zanoni Item 2 (b) Address of principal business office ------------------------------------ or, if none, residence: ---------------------- Laurel Brook Road, Middlefield, CT 06455 Item 2 (c) Citizenship: ----------- U.S. Item 2 (d) Title of Class of Securities: ---------------------------- Common Stock; $.10 par value Item 2 (e) CUSIP Number: ------------ 989855 10 1 Item 3 If this statement is filed pursuant to Rule ----------------------------------------------- 13d-1(b), or 13d-2(b), check whether the ------------------------------------------ person filing is a: ------------------- (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) / / Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with section 240.13d-1 (b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with section 240.13d-1(b)(1)(ii)(H) Item 4 Ownership: --------- (a) Amount Beneficially Owned 556,700 Shares (b) Percent of Class n/a Page 3 of 4 Pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: (ii) shared power to vote or to direct the vote: (iii) sole power to dispose or to direct the disposition of: (iv) shared power to dispose or to direct the disposition of: Item 5 Ownership of Five Percent or Less of a Class -------------------------------------------- Not Applicable Item 6 Ownership of More than Five Percent on Behalf of ------------------------------------------------ Another Person -------------- Not Applicable Item 7 Identification and Classification of the ---------------------------------------- Subsidiary Which Acquired the Security Being -------------------------------------------- Reported on by the Parent Holding Company ------------------------------------------ Not Applicable Item 8 Identification and Classification of Members -------------------------------------------- of the Group ------------ Not Applicable Item 9 Notice of Dissolution of Group ------------------------------ Not Applicable Item 10 Certification ------------- Not Applicable SIGNATURE After reasonable inquiry and the best of my knowledge and belief, I certify that the information set forth in the statement is true, complete and correct. February 6, 1998 - ------------------------------ Date /s/ CARL ZANONI - ------------------------------ Signature CARL ZANONI - ------------------------------------- Name/Title Page 4 of 4 Pages The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----